Account Services Forms

Use the links below to access the forms and agreements you will need to set up or use Federal Reserve Financial Services.

Service and Access Setup provides more details and guidance on the steps required to begin using a new service or to modify current services or access.

If you are unable to locate the form you seek, My FedDirectorySM provides a comprehensive list of service and support contacts who can assist you.

Board Resolution and Authorized Approver Packages
Federal Reserve Bank Board Resolution and Official Authorization List Contacts
This list includes contact names, phone numbers, and mailing addresses for each of the Federal Reserve Bank Districts.
 Contacts (PDF)
Account Holder Board Resolution and Official Authorization List (OAL)
These documents will serve as the foundation for establishing your institution's authority to engage in business with us as well as identifying the individuals who have the authority to bind your institution's actions as they relate to the operation of your account at the Federal Reserve Bank and your use of Federal Reserve services. 		Instructions (PDF)
Board Resolutions Form (PDF)
Official Authorization List (PDF)
Non-Account Holder Board Resolution and OAL
These documents will serve as the foundation for establishing your institution’s authority to bind your institution’s actions as they relate to your institution’s use of Federal Reserve services.		 Instructions (PDF)
Board Resolutions Form (PDF)
Official Authorization List (PDF)
Government Agency Authorized Letter and OAL
These documents will serve as the foundation for establishing your government agency's authority to bind your agency's actions as they relate to your agency's use of Federal Reserve services. 		Form & Instructions (PDF)
Non-Depository Institution and/or other Financial or Non-Financial Entities OAL
This document will serve as the foundation for establishing your institution's authority to bind your institution's actions as they relate to your institution's use of Federal Reserve services.		 Form & Instructions (PDF)
Foreign Bank Board Resolution and OAL
These documents will serve as the foundation for establishing your bank's authority to bind your bank's actions as they relate to your bank's use of Federal Reserve services.		 Form & Instructions (PDF)
Operating Circular 1 (OC1) and Account Structure Guide (ASG) Forms - (Effective September 1, 2011)
Master Account Agreement (OC1, Appendix 1)
This form should be used to establish a master account with the Federal Reserve.		 Form (PDF)
Transaction & Service Fee Settlement Authorization (OC1, Appendix 2)
This form should be used when establishing correspondent or respondent relationships for transaction and service fee settlement relationships.		 Form (PDF)
Pass-Through Agreement (OC1, Appendix 3)
A pass-through relationship allows a nonmember respondent to hold its required reserve balances with another institution (correspondent) that maintains a master account with a Reserve Bank. To establish a pass-through relationship, both the correspondent and the respondent institutions must complete a Pass-through Agreement. 		Form (PDF)
Subaccount Designation Form (ASG, Attachment A)
This form should be used to establish a subaccount for your institution.		 Form (PDF)
Transaction and Service Fee Informational Reporting Instructions for other Secondary Routing Transit Numbers (RTNs) Form (ASG, Attachment B)
This form should be used to establish Debit and Credit transaction activity reporting needs for Other Secondary RTNs.		 Form (PDF)
Service Provider Service Fee Settlement Authorization Form (ASG, Attachment C)
This form should be used by Service Providers to designate a Financial Institution to settle service fees.		 Form (PDF)

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Accounting Information Services Forms
Accounting Information Services Subscription Form
Form is to designate the specific information tools and services your institution would like to receive to assist in daily position management and account reconcilement.		 Instructions (PDF)
AIS Form 1 - Delivery Profile for Statement of Accounts Form (PDF)
AIS Form 2 - Delivery Profile for Statement of Service Charges and Associated Affiliate Access Form (PDF)
AIS Form 3 - Delivery Profile for IAS Notifications
AIS forms are currently being reviewed and revised to support account services changes as part of the Enterprise Accounting System (EASy) application implementation. Questions or concerns surrounding this service should be directed to your account services contact.
AIS Form 4a - Delivery Profile for Cash Management Basic Practices
AIS forms are currently being reviewed and revised to support account services changes as part of the Enterprise Accounting System (EASy) application implementation. Questions or concerns surrounding this service should be directed to your account services contact.
AIS Form 4b - Delivery Profile for Cash Management Plus Services, the CI Intra-Day File, and/or Download Search Results in Spreadsheet Format Form (PDF)
AIS Form 5 - Subaccount Access to Accounting Service Inquiries and Account Management Information (AMI) Form (PDF)
AIS Form 6 - Affiliate Access To Service Form (PDF)
AIS Form 7 - Request for Fedwire Details via the Search Feature of the Account Management Information (AMI) Application Form (PDF)

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Merger Worksheet and Instructions
Merger Instructions
This document provides instructions for completing the Merger Worksheet, which serves as a formal authorization from the Financial Institution(s) to the Federal Reserve Bank to perform the updates and changes described within as it relates to a legal and/or operational merger of Financial Institutions.
Instructions (PDF)
Merger Worksheet
This worksheet will serve as a formal authorization from the Financial Institution(s) to the Federal Reserve Bank to perform the updates and changes described within as it relates to a legal and/or operational Merger of Financial Institutions. For assistance with completing this worksheet please refer to the Merger Instructions listed above and by contacting the Surviving Institution's District Merger Coordinator. Contact information for each District's Merger Coordinator is included in the Merger Instructions document. 		Worksheet (PDF)

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Other Account Services Forms
Excess Balance Account Participant Listing
This form should be used to provide an initial list of participants to verify eligibility and to provide a final list of confirmed participants.
Form (PDF)
Excess Balance Account Agreement
Appendix A
Appendix B
The Excess Balance Account Agreement and Appendix A should be completed by the agent to establish an excess balance account with the Federal Reserve Banks. Appendix A should be completed to add participants to the excess balance account, while Appendix B should be completed to remove participants from the excess balance account		 Form (PDF)
Form (PDF)
Form (PDF)
Authorization to Release Information to Accounting Firms (Information Release Form)
Form is required for electronic processing of confirmation requests for Account Balance and Capital Stock information from Audit Entities.		 Form (PDF)
Instructions (PDF)

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District Account Services Forms
2nd District
Federal Reserve Bank of New York
10th District
Federal Reserve Bank of Kansas City
12th District
Federal Reserve Bank of San Francisco

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